Regulatory Compliance Advisor & Risk Manager at HSBC

If you’re looking for a career where you can make a real impression, join our Global Service Center (GSC)- HSBC and discover how valued you’ll be.

We are currently seeking an experienced professional to join our team in the role ofRegulatory Compliance Advisor & Risk Manager

Rol Purpose

Compliance Advisor & Risk Manager roles are accountable for ensuring adequate controls are in place to manage regulatory compliance risk. They provide subject matter expertise inInternational Wealth and Premier Banking (IWPB)for the purpose of setting policy, providing guidance and advising the businesses and functions on managing regulatory compliance risk. This ensures HSBC's compliance to both global and local laws, rules and regulations relating to compliance and risk management.

Main activities

• Apply risk management and compliance processes in a back- office environment by identifying controls, assessing their their effectiveness and reviewing risk mitigation plans, with a focus on the areas of Asset Management, Insurance, Investment and Wealth Manangement.
• Act as part of the second line of defense, providing oversight, monitoring and guidance on risk management and compliance frameworks across back-office operations and act as initial point of escalation for team members
• Support decisions through advice, counsel or services in area of specialisation
• Directly influence the operational effectiveness of the functional/functional unit
• Co-ordinate projects; typically working on large, moderately complex projects/assignments
• Leadership responsibility for a team.
• Accountable for delivery against prescribed targets, budgets and resourcing and responsible for volume, quality, and timeliness of end results.
• Adhere to and actively support established policies and procedures in own team.
• Support change initiatives and embed change initiatives within own team
• Knowledge in Banking US regulations (desirable)

Qualifications

• Knowledge in Wealth and Personal Banking, Asset Management, Insurance, Broker house, investment funds.
• 3-5 years of experience | At least 1 year of experience in regulatory compliance
• Advanced English
• Risk steward & regulatory compliance experience
• Stakeholder Management
• Communication Skills | Critical thinking | Time management
• Academic background on Administration, Law, Engineer, Accounting.

You’ll achieve more when you join HSBC

At HSBC we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of the new member of the family, or grieve the loss of a family member. Our paid leave package is at the forefront in Mexico, now you have one more reason to be HSBC and proudly live a culture of well-being, balance and care.

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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